Some Detailed Information about Prudential

　　General Information & Regulation of Prudential Brokerage

　　Prudential Brokerage Limited (Prudential), established in 1985, is a participant of The Stock Exchange of Hong Kong Limited and Hong Kong Futures Exchange Limited. Prudential says it currently has net assets of over HK$2 billion and manages client funds in excess of billions of Hong Kong dollars. With the head office located in World Wide House, Central, we have branches in Lippo Sun Plaza, T.S.T.; Tung Sing Road, Aberdeen; Wu Hu Street, Hung Hom; Ma Tau Wai Road, Ma Tau Wai and Market Street, Tsuen Wan, respectively, to provide securities trading services for clients in different regions.

　　Main Businesses of Prudential Brokerage

　　The financial products offered by the Prudential Brokerage include equity securities (ordinary shares, preferred shares), debt securities, unit trusts/mutual funds, warrants (equity warrants, derivative warrants), Hang Seng Index futures and options, Mini-Hang Seng Index futures, and options, H-share index futures, and options, etc., as well as the interest rate and fixed interest products. The business scope of the Principal Securities Group includes equity business, including futures business, financing, reimbursement and placement, fund services, corporate finance, etc.

　　Fee Schedule of Prudential Brokerage

　　Prudential Brokerage stock transaction fees: trading commission for cash or margin accounts start at X0.25% of the stock value (minimum HK$100), and commission for online trading for Hong Kong clients starts at X0.125% of the stock value (minimum HK$75). Stamp duty, transaction levy, trading fees, and central clearing charges are in accordance with the Hong Kong stock trading levy. The trading commission for RMB denominated stocks is stock value X commission rate (minimum $80), and the trading commission for Shanghai-Hong Kong Stock Exchange - Northbound trading only is stock trading value X commission rate (minimum $80). The trading commission for non-OTC stocks for U.S. stocks is 0.18% of the transaction amount and for O.T.C. stocks is $0.016 per share or 0.18% of the transaction amount, with a minimum charge of $20 per order. For more details on fees, please see the official website of Principal Securities.

　　Trading Software of Prudential Brokerage

　　The main trading systems offered by Prudential Brokerage are Hong Kong Stock as well as China Link Flash Trading-Professional Edition, Hong Kong Stock as well as China Link Flash Trading-Mobile Edition, Futures Options Trading System-Professional Edition, and Futures Trading System-Mobile Edition. The quotation system is AASTOCKS, and the fee is HK$360 (Hong Kong) and HK$230 (Mainland).

　　Deposit and Withdrawal of Prudential Brokerage

　　Traders can deposit money to their stock accounts and futures accounts, as well as stock options accounts by depositing to Bank of China (Hong Kong) Limited, The Hongkong and Shanghai Banking Corporation, Hang Seng Bank Limited. Investors can deposit to the above bank accounts by cash, cheque, or direct transfer, or by wire transfer from overseas.