SBI Neotrade Securities-Some Important Points about This Broker

　　General Information& Regulation

　　Established in 1948, SBI Neotrade Securities (formerly livestar Securities) is a securities company with over 70 years of history, and became a member of the SBI Group in October 2020. The principal business of SBI Neotrade Securities is online securities business. It is regulated by the Financial Services Agency, and the regulatory certificate number is 2010001048052.

　　Market Instruments

　　SBI Neotrade Securities provides investors with a series of financial instruments, including domestic stock trading, Nikkei 225 futures trading, Nikkei 225 option trading, margin trading and investment trusts.

　　SBI Commission

　　SBI Neotrade Securities has two fee plans for physical transactions and ETFs. When using the fixed plan, there is no commission for less than 1 million yen; when using the unified plan, a 50 yen commission is required for less than 50,000 yen, and a commission of 88 yen is needed for more than 500,000 yen to 100,000 yen. The Nikkei 225 futures trading requires 210.1 yen (tax included) per contract. The Nikkei 225 option transaction is the contract price*0.154% (tax included), and the minimum commission is 110 yen (tax included). There are no transaction fees for margin trading and investment trusts.

　　SBI Trading Platform

　　The securities trading tools of SBI Neotrade Securities include the high-performance DL version of NEOTRADE R, the Android version and iPhone version of the application NEOTRADE S, the web browser version of NEOTRADE W, and the stock board.

　　Deposit & Withdrawal

　　There are two deposit methods: “general deposits” through ATMs or counters, or “fast deposits” through the Internet of financial institutions affiliated with SBI Neotrade Securities. The latter is used for free and can be done in real time within 24 hours a day. Withdrawals can only be made under the same transfer name as the SBI Neotrade Securities account name. Remittance fees for withdrawals are free. If you conduct margin trading, you may not be able to withdraw part or all of the withdrawal application amount due to insufficient withdrawal capacity.

　　SBI Risk

　　When investing in the financial products listed on the SBI Neotrade Securities website, customers need to pay the fees and expenses specified for each product. In addition, customers may incur losses due to price fluctuations and other factors, and depending on the product, there may be losses in excess of the investment principal. Each product has different costs and risks.